SEC Form 4 · accession 0000851520-18-000096
EXPONENT INC · EXPO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John B Shoven
Director
Period of report
May 30, 2018
Accepted (ET)
Jun 4, 2018 · 6:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000851520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 30, 2018 | M | 2,021 | — | A | 31,741 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1 | — | May 30, 2018 | M | 2,021 | D | — | — | Common Stock | 2,021 | 0 | D |
| Restricted Stock UnitsF2,F3,F4 | — | May 31, 2018 | A | 1,221 | A | — | — | Common Stock | 1,221 | 1,221 | D |
Explanation of responses
- F1Reflects the conversion of shares of vested Restricted Stock Units granted on June 1, 2017 into shares of Common Stock on a 1:1 basis.
- F2Not applicable.
- F31-for-1.
- F4Restricted stock units will cliff-vest on the day prior to the Company's next annual shareholder meeting.