SEC Form 4 · accession 0000851520-18-000068
EXPONENT INC · EXPO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Pye
Officer — Group Vice President
Period of report
Mar 14, 2018
Accepted (ET)
Mar 15, 2018 · 6:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000851520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 14, 2018 | M | 2,144 | — | A | 17,008 | D | |
| Common StockF2 | Mar 14, 2018 | M | 117 | — | A | 17,125 | D | |
| Common Stock | Mar 14, 2018 | F | 608 | $79.45 | D | 16,517 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightsF2,F5 | — | Mar 14, 2018 | A | 60 | A | Mar 14, 2018 | Mar 14, 2018 | Common Stock | 60 | 117 | D |
| Dividend Equivalent RightsF2,F3 | — | Mar 14, 2018 | M | 117 | D | Mar 14, 2018 | Mar 14, 2018 | Common Stock | 117 | 0 | D |
| Restricted Stock UnitsF2,F1 | — | Mar 14, 2018 | M | 2,144 | D | Mar 14, 2018 | Mar 14, 2018 | Common Stock | 2,144 | 0 | D |
Explanation of responses
- F1Reflects the conversion of shares of vested Restricted Stock Units granted on March 14, 2014 into shares of Common Stock on a 1:1 basis.
- F2Not applicable.
- F3Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.
- F4Reflects shares of common stock withheld by the Company to satify the tax withholding obligations of the Reporting Person.
- F5The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2014, 2015 and Q1 2018.