SEC Form 5 · accession 0000851520-18-000018
EXPONENT INC · EXPO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Osteraas
Officer — Group Vice President
Period of report
Dec 29, 2017
Accepted (ET)
Feb 9, 2018 · 5:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000851520
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightsF3,F1 | — | Dec 29, 2017 | A | 14 | A | Mar 14, 2018 | Mar 14, 2018 | Common Stock | 14 | 52 | D |
| Dividend Equivalent RightsF3,F1 | — | Dec 29, 2017 | A | 24 | A | Mar 13, 2019 | Mar 13, 2019 | Common Stock | 24 | 67 | D |
| Dividend Equivalent RightsF3,F1 | — | Dec 29, 2017 | A | 26 | A | Mar 11, 2020 | Mar 11, 2020 | Common Stock | 26 | 46 | D |
Explanation of responses
- F11-for-1.
- F2The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2017.
- F3Not applicable.