SEC Form 4 · accession 0000851520-17-000088
EXPONENT INC · EXPO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R Gaulke
Director
Period of report
May 31, 2017
Accepted (ET)
Jun 2, 2017 · 9:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000851520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 31, 2017 | M | 28 | — | A | 89,504 | I | by Trust |
| Common StockF2 | May 31, 2017 | M | 2,146 | — | A | 91,650 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightsF2,F4 | — | May 31, 2017 | A | 7 | A | May 31, 2017 | May 31, 2017 | Common Stock | 7 | 28 | D |
| Dividend Equivalent RightsF2,F1 | — | May 31, 2017 | M | 28 | D | May 31, 2017 | May 31, 2017 | Common Stock | 28 | 0 | D |
| Restricted Stock UnitsF2,F3 | — | May 31, 2017 | M | 2,146 | D | May 31, 2017 | — | Common Stock | 2,146 | 0 | D |
| Restricted Stock UnitsF2,F5,F6 | — | Jun 1, 2017 | A | 2,021 | A | — | — | Common Stock | 2,021 | 2,021 | D |
Explanation of responses
- F1Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.
- F2Not applicable.
- F3Reflects the conversion of shares of vested Restricted Stock Units granted on May 26, 2016 into shares of Common Stock on a 1:1 basis.
- F4The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2017.
- F51-for-1.
- F6Restricted stock units will cliff-vest on the day prior to the Company's next annual shareholder meeting.