SEC Form 4/A · accession 0000851520-16-000319
EXPONENT INC · EXPO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael R Gaulke
Director
Period of report
Nov 19, 2013
Accepted (ET)
Oct 26, 2016 · 6:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000851520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 19, 2013 | G | 1,324 | $74.46 | D | 41,996 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Form 4 dated Nov. 19, 2013 reported an incorrect number of gifted shares. The correct number was 1,334 shares, instead of the 1,344 shares as previously reported. The issuer's stock was split 2:1 in June 2015. As a result, the correct number of gifted shares (taking into account the split) is 2,668. In order to accurately reflect the Reporting Person's holding pre-split after the gift, the prior Form 4 is hereby amended to reflect the correct pre-split number of 1,324 shares.