SEC Form 4 · accession 0000851520-16-000283
EXPONENT INC · EXPO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul R Johnston
Officer — President & CEO · Director
Period of report
Jun 9, 2016
Accepted (ET)
Jun 13, 2016 · 2:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000851520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 9, 2016 | M | 5,000 | $18.86 | A | 97,542 | D | |
| Common Stock | Jun 9, 2016 | S | 5,000 | $55.4296 | D | 92,542 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2,F1 | $18.86 | Jun 9, 2016 | M | 5,000 | D | — | Feb 11, 2021 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1The stock option becomes exercisable in four equal annual installments.
- F2Not applicable.