SEC Form 4 · accession 0000851520-16-000272
EXPONENT INC · EXPO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen C Riggins
Director
Period of report
May 25, 2016
Accepted (ET)
May 27, 2016 · 1:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000851520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 25, 2016 | M | 2,354 | — | A | 5,004 | D | |
| Common StockF2 | May 25, 2016 | M | 32 | — | A | 5,036 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightsF2,F4 | — | May 25, 2016 | A | 9 | A | May 25, 2016 | May 25, 2016 | Common Stock | 9 | 32 | D |
| Dividend Equivalent RightsF2,F3 | — | May 25, 2016 | M | 32 | D | May 25, 2016 | May 25, 2016 | Common Stock | 32 | 0 | D |
| Restricted Stock UnitsF2,F1 | — | May 25, 2016 | M | 2,354 | D | May 27, 2015 | — | Common Stock | 2,354 | 0 | D |
| Restricted Stock UnitsF2,F5,F6 | — | May 26, 2016 | A | 2,146 | A | — | — | Common Stock | 2,146 | 2,146 | D |
Explanation of responses
- F1Reflects the conversion of shares of vested Restricted Stock Units granted on May 28, 2015 into shares of Common Stock on a 1:1 basis.
- F2Not applicable.
- F3Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.
- F4The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2016.
- F51-for-1.
- F6Restricted stock units will cliff-vest on the day prior to the Company's next annual shareholder meeting.