SEC Form 5 · accession 0000851520-16-000182
EXPONENT INC · EXPO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard L Schlenker Jr.
Officer — EVP & Chief Financial Officer
Period of report
Jan 1, 2016
Accepted (ET)
Feb 12, 2016 · 1:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000851520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 2, 2015 | P | 152 | $42.313 | A | 93,508 | D | |
| Common StockF1 | Jul 3, 2015 | P | 186 | $42.712 | A | 187,050 | D | |
| Common StockF1 | Oct 2, 2015 | P | 80 | $43.605 | A | 187,130 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightsF4,F2 | — | Jan 1, 2016 | A | 232 | A | Mar 9, 2016 | Mar 9, 2016 | Common Stock | 232 | 618 | D |
| Dividend Equivalent RightsF4,F2 | — | Jan 1, 2016 | A | 226 | A | Mar 15, 2017 | Mar 15, 2017 | Common Stock | 226 | 558 | D |
| Dividend Equivalent RightsF4,F2 | — | Jan 1, 2016 | A | 162 | A | Mar 14, 2018 | Mar 14, 2018 | Common Stock | 162 | 280 | D |
| Dividend Equivalent RightsF4,F2 | — | Jan 1, 2016 | A | 100 | A | Mar 13, 2019 | Mar 13, 2019 | Common Stock | 100 | 100 | D |
Explanation of responses
- F1Acquisition of stock pursuant to Exponent, Inc. Employee Stock Purchase Plan under the provisions of Section 423 of the Internal Revenue Code in a transaction exempt under SEC Rule 16b-3.
- F21-for-1.
- F3The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2015.
- F4Not applicable.