SEC Form 5 · accession 0000851520-16-000178

EXPONENT INC · EXPO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Group Vice President

Period of report

Jan 1, 2016

Accepted (ET)

Feb 12, 2016 · 1:49 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000851520

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Apr 2, 2015	P	44	$42.313	A	5,819	D
Common Stock^F1	Jul 3, 2015	P	53	$42.712	A	4,263	D
Common Stock^F1	Oct 2, 2015	P	43	$43.605	A	4,306	D
Common Stock^F1	Jan 1, 2016	P	47	$47.4525	A	4,353	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Dividend Equivalent Rights^F4,F2	—	Jan 1, 2016	A	74	A	Mar 9, 2016	Mar 9, 2016	Common Stock	74	196	D
Dividend Equivalent Rights^F4,F2	—	Jan 1, 2016	A	46	A	Mar 15, 2017	Mar 15, 2017	Common Stock	46	112	D
Dividend Equivalent Rights^F4,F2	—	Jan 1, 2016	A	14	A	Mar 14, 2018	Mar 14, 2018	Common Stock	14	24	D
Dividend Equivalent Rights^F4,F2	—	Jan 1, 2016	A	18	A	Mar 13, 2019	Mar 13, 2019	Common Stock	18	18	D

F1Acquisition of stock pursuant to Exponent, Inc. Employee Stock Purchase Plan under the provisions of Section 423 of the Internal Revenue Code in a transaction exempt under SEC Rule 16b-3.
F21-for-1.
F3The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2015.
F4Not applicable.