SEC Form 5 · accession 0000851520-16-000176
EXPONENT INC · EXPO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Subbaiah V Malladi
Officer — Chief Technical Officer
Period of report
Jan 1, 2016
Accepted (ET)
Feb 12, 2016 · 1:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000851520
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightsF3,F1 | — | Jan 1, 2016 | A | 266 | A | Mar 9, 2016 | Mar 9, 2016 | Common Stock | 266 | 710 | D |
| Dividend Equivalent RightsF3,F1 | — | Jan 1, 2016 | A | 258 | A | Mar 15, 2017 | Mar 15, 2017 | Common Stock | 258 | 634 | D |
| Dividend Equivalent RightsF3,F1 | — | Jan 1, 2016 | A | 168 | A | Mar 14, 2018 | Mar 14, 2018 | Common Stock | 168 | 292 | D |
| Dividend Equivalent RightsF3,F1 | — | Jan 1, 2016 | A | 100 | A | Mar 13, 2019 | Mar 13, 2019 | Common Stock | 100 | 100 | D |
Explanation of responses
- F11-for-1.
- F2The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2015.
- F3Not applicable.