SEC Form 5 · accession 0000851520-16-000174
EXPONENT INC · EXPO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R Gaulke
Director
Period of report
Jan 1, 2016
Accepted (ET)
Feb 12, 2016 · 1:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000851520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 27, 2015 | G | 1,944 | $52.07 | D | 103,820 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightsF3,F1 | — | Jan 1, 2016 | A | 23 | A | May 25, 2016 | May 25, 2016 | Common Stock | 23 | 23 | D |
Explanation of responses
- F11-for-1.
- F2The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2015.
- F3Not applicable.