SEC Form 4 · accession 0000851520-15-000163
EXPONENT INC · EXPO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard L Schlenker Jr.
Officer — EVP & Chief Financial Officer
Period of report
Nov 10, 2015
Accepted (ET)
Nov 12, 2015 · 7:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000851520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 10, 2015 | M | 12,496 | $11.535 | A | 199,208 | D | |
| Common Stock | Nov 10, 2015 | S | 12,496 | $51.4485 | D | 186,712 | D | |
| Common Stock | Nov 10, 2015 | M | 7,504 | $11.535 | A | 194,216 | D | |
| Common Stock | Nov 10, 2015 | S | 7,504 | $51.4485 | D | 186,712 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F2,F1 | $11.535 | Nov 10, 2015 | M | 7,504 | D | — | Feb 12, 2019 | Common Stock | 7,504 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2,F1 | $11.535 | Nov 10, 2015 | M | 12,496 | D | — | Feb 12, 2019 | Common Stock | 12,496 | 0 | D |
Explanation of responses
- F1The stock option becomes exercisable in four equal annual installments.
- F2Not applicable.