SEC Form 4 · accession 0000851520-15-000158
EXPONENT INC · EXPO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard L Schlenker Jr.
Officer — EVP & Chief Financial Officer
Period of report
Oct 28, 2015
Accepted (ET)
Oct 30, 2015 · 2:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000851520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 28, 2015 | M | 2,381 | $15.505 | A | 189,093 | D | |
| Common Stock | Oct 28, 2015 | S | 2,381 | $52.043 | D | 186,712 | D | |
| Common Stock | Oct 28, 2015 | M | 25,604 | $9.185 | A | 212,316 | D | |
| Common Stock | Oct 28, 2015 | S | 25,604 | $52.043 | D | 186,712 | D | |
| Common Stock | Oct 28, 2015 | M | 23,028 | $15.505 | A | 209,740 | D | |
| Common Stock | Oct 28, 2015 | S | 23,028 | $52.043 | D | 186,712 | D | |
| Common Stock | Oct 28, 2015 | M | 7,881 | $9.185 | A | 194,593 | D | |
| Common Stock | Oct 28, 2015 | S | 7,881 | $52.043 | D | 186,712 | D | |
| Common Stock | Oct 29, 2015 | M | 100 | $15.505 | A | 186,812 | D | |
| Common Stock | Oct 29, 2015 | S | 100 | $52.00 | D | 186,712 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F2,F1 | $9.185 | Oct 28, 2015 | M | 7,881 | D | — | Feb 2, 2017 | Common Stock | 7,881 | 0 | D |
| Incentive Stock Option (right to buy)F2,F1 | $15.505 | Oct 28, 2015 | M | 2,381 | D | — | Feb 5, 2018 | Common Stock | 2,381 | 4,591 | D |
| Incentive Stock Option (right to buy)F2,F1 | $15.505 | Oct 29, 2015 | M | 100 | D | — | Feb 5, 2018 | Common Stock | 100 | 4,491 | D |
| Non-Qualified Stock Option (right to buy)F2,F1 | $9.185 | Oct 28, 2015 | M | 25,604 | D | — | Feb 2, 2017 | Common Stock | 25,604 | 0 | D |
| Non-Qualified Stock Option (right to buy)F2,F1 | $15.505 | Oct 28, 2015 | M | 23,028 | D | — | Feb 5, 2018 | Common Stock | 23,028 | 0 | D |
Explanation of responses
- F1The stock option becomes exercisable in four equal annual installments.
- F2Not applicable.