SEC Form 4 · accession 0000851520-15-000132
EXPONENT INC · EXPO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul R Johnston
Officer — President & CEO · Director
Period of report
Aug 11, 2015
Accepted (ET)
Aug 13, 2015 · 7:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000851520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 11, 2015 | M | 1,000 | $12.98 | A | 115,206 | D | |
| Common Stock | Aug 11, 2015 | S | 1,000 | $43.25 | D | 114,206 | D | |
| Common Stock | Aug 12, 2015 | M | 3,740 | $12.98 | A | 117,946 | D | |
| Common Stock | Aug 12, 2015 | S | 3,740 | $43.25 | D | 114,206 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F1,F3,F2 | $12.98 | Aug 11, 2015 | M | 1,000 | D | — | Feb 11, 2020 | Common Stock | 1,000 | 3,740 | D |
| Incentive Stock Option (right to buy)F1,F3,F2 | $12.98 | Aug 12, 2015 | M | 3,740 | D | — | Feb 11, 2020 | Common Stock | 3,740 | 0 | D |
Explanation of responses
- F1Per 10b5-1 trading plan entered into on May 5, 2015.
- F2The stock option becomes exercisable in four equal annual installments.
- F3Not applicable.