SEC Form 4/A · accession 0000851520-15-000130
EXPONENT INC · EXPO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Paul R Johnston
Officer — President & CEO · Director
Period of report
Aug 6, 2015
Accepted (ET)
Aug 11, 2015 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000851520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 6, 2015 | M | 4,000 | $12.98 | A | 122,206 | D | |
| Common StockF1 | Aug 6, 2015 | S | 4,000 | $44.015 | D | 118,206 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F2,F4,F3 | $12.98 | Aug 6, 2015 | M | 4,000 | D | — | Feb 11, 2020 | Common Stock | 4,000 | 4,740 | D |
Explanation of responses
- F1A Form 4 was erroneously filed on 8/7/15, reporting a common stock sale of 4,000 shares. The sale was actually a same-day sale option exercise of 4,000 ISOs.
- F2Per 10b5-1 trading plan entered into on May 5, 2015.
- F3The stock option becomes exercisable in four equal annual installments.
- F4Not applicable.