SEC Form 4 · accession 0000851520-15-000108
EXPONENT INC · EXPO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen A Richardson
Director
Period of report
May 27, 2015
Accepted (ET)
May 27, 2015 · 9:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000851520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 27, 2015 | M | 1 | — | A | 537 | D | |
| Common StockF2 | May 27, 2015 | M | 4 | — | A | 541 | D | |
| Common StockF2 | May 27, 2015 | M | 14 | — | A | 555 | D | |
| Common StockF2 | May 27, 2015 | M | 1,421 | — | A | 1,976 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightsF2,F1 | — | May 27, 2015 | M | 1 | D | May 27, 2015 | May 27, 2015 | Common Stock | 1 | 0 | D |
| Dividend Equivalent RightsF2,F1 | — | May 27, 2015 | M | 14 | D | May 27, 2015 | May 29, 2015 | Common Stock | 14 | 0 | D |
| Dividend Equivalent RightsF2,F4 | — | May 27, 2015 | A | 4 | A | May 27, 2015 | — | Common Stock | 4 | 4 | D |
| Dividend Equivalent RightsF2,F1 | — | May 27, 2015 | M | 4 | D | May 27, 2015 | — | Common Stock | 4 | 0 | D |
| Restricted Stock UnitsF2,F3 | — | May 27, 2015 | M | 1,421 | D | May 27, 2015 | — | Common Stock | 1,421 | 0 | D |
Explanation of responses
- F1Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.
- F2Not applicable.
- F3Reflects the conversion of shares of vested Restricted Stock Units granted on May 29, 2014 into shares of Common Stock on a 1:1 basis.
- F4The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2015.