SEC Form 4/A · accession 0000851520-15-000093
EXPONENT INC · EXPO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Paul R Johnston
Officer — President & CEO · Director
Period of report
Mar 11, 2015
Accepted (ET)
Apr 3, 2015 · 1:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000851520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Mar 11, 2015 | M | 49 | — | A | 59,103 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightsF2,F3,F4 | — | Mar 11, 2015 | A | 49 | A | Mar 11, 2015 | Mar 11, 2015 | Common Stock | 49 | 49 | D |
| Dividend Equivalent RightsF2,F3,F1 | — | Mar 11, 2015 | M | 49 | D | Mar 11, 2015 | Mar 11, 2015 | Common Stock | 49 | 0 | D |
Explanation of responses
- F1Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.
- F2The dividend equivalent shares were incorrectly reported on the previously filed form 4.
- F3Not applicable.
- F4The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in Q1 2015.