SEC Form 5 · accession 0000851520-15-000033
EXPONENT INC · EXPO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Osteraas
Officer — Group Vice President
Period of report
Jan 2, 2015
Accepted (ET)
Feb 13, 2015 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000851520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 4, 2014 | P | 33 | $69.027 | A | 7,793 | D | |
| Common StockF1 | Jul 3, 2014 | P | 31 | $71.06 | A | 7,824 | D | |
| Common StockF1 | Oct 3, 2014 | P | 28 | $68.343 | A | 7,852 | D | |
| Common StockF1 | Jan 2, 2015 | P | 29 | $77.0355 | A | 7,881 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightsF4,F2 | — | Jan 2, 2015 | A | 39 | A | Mar 11, 2015 | Mar 11, 2015 | Common Stock | 39 | 67 | D |
| Dividend Equivalent RightsF4,F2 | — | Jan 2, 2015 | A | 36 | A | Mar 9, 2016 | Mar 9, 2016 | Common Stock | 36 | 61 | D |
| Dividend Equivalent RightsF4,F2 | — | Jan 2, 2015 | A | 22 | A | Mar 15, 2017 | Mar 15, 2017 | Common Stock | 22 | 33 | D |
| Dividend Equivalent RightsF4,F2 | — | Jan 2, 2015 | A | 5 | A | Mar 14, 2018 | Mar 14, 2018 | Common Stock | 5 | 5 | D |
Explanation of responses
- F1Acquisition of stock pursuant to Exponent, Inc. Employee Stock Purchase Plan under the provisions of Section 423 of the Internal Revenue Code in a transaction exempt under SEC Rule 16b-3.
- F21-for-1.
- F3The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2014.
- F4Not applicable.