SEC Form 5 · accession 0000851520-15-000031
EXPONENT INC · EXPO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul R Johnston
Officer — President & CEO · Director
Period of report
Jan 2, 2015
Accepted (ET)
Feb 13, 2015 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000851520
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Dividend Equivalent RightsF3,F1 | — | Jan 2, 2015 | A | 183 | A | Mar 11, 2015 | Mar 11, 2015 | Common Stock | 183 | 314 | D |
| Dividend Equivalent RightsF3,F1 | — | Jan 2, 2015 | A | 169 | A | Mar 9, 2016 | Mar 9, 2016 | Common Stock | 169 | 290 | D |
| Incentive Stock Option (right to buy)F3,F1 | — | Jan 2, 2015 | A | 170 | A | Mar 15, 2017 | Mar 15, 2017 | Common Stock | 170 | 170 | D |
| Incentive Stock Option (right to buy)F3,F1 | — | Jan 2, 2015 | A | 97 | A | Mar 14, 2018 | Mar 14, 2018 | Common Stock | 97 | 97 | D |
Explanation of responses
- F11-for-1.
- F2The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2014.
- F3Not applicable.