SEC Form 4 · accession 0000851520-15-000002
EXPONENT INC · EXPO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen A Richardson
Director
Period of report
Dec 12, 2014
Accepted (ET)
Jan 8, 2015 · 3:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000851520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 12, 2014 | M | 529 | — | A | 529 | D | |
| Common StockF2 | Dec 12, 2014 | M | 7 | — | A | 536 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F4 | — | Dec 12, 2014 | A | 7 | A | Dec 12, 2014 | Dec 12, 2014 | Common Stock | 7 | 7 | D |
| Restricted Stock UnitsF2,F3 | — | Dec 12, 2014 | M | 7 | D | Dec 12, 2014 | Dec 12, 2014 | Common Stock | 7 | 0 | D |
| Restricted Stock UnitsF2,F1 | — | Dec 12, 2014 | M | 529 | D | Dec 12, 2014 | Dec 12, 2023 | Common Stock | 529 | 0 | D |
Explanation of responses
- F1Reflects the conversion of shares of vested Restricted Stock Units granted on December 12, 2013 into shares of Common Stock on a 1:1 basis.
- F2Not applicable.
- F3Settlement of dividend equivalent rights in connection with RSU release on a 1:1 basis.
- F4The dividend equivalent rights accrued with respect to RSUs, pursuant to dividends earned in 2014.