SEC Form 4 · accession 0001209191-19-016193
HARMONIC INC. · HLIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric Louvet
Officer — SVP Sales NA & APAC
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 12:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000851310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2019 | M | 22,500 | $0.00 | A | 86,246 | D | |
| Common Stock | Mar 1, 2019 | F | 7,780 | $5.48 | D | 78,466 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Mar 1, 2019 | M | 22,500 | D | Mar 1, 2017 | Mar 1, 2020 | Common Stock | 22,500 | 22,500 | D |
Explanation of responses
- F1These shares of common stock were acquired upon the vesting of restricted stock units on March 1, 2019. These restricted stock units were initially granted to the Reporting Person on July 22, 2016, and were identified on a Form 3 filed by the Reporting Person on February 6, 2019.