SEC Form 4 · accession 0001209191-18-055761
HARMONIC INC. · HLIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah Clifford
Director
Period of report
Oct 18, 2018
Accepted (ET)
Oct 19, 2018 · 6:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000851310
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Oct 18, 2018 | A | 29,795 | A | Oct 18, 2019 | Oct 18, 2021 | Common Stock | 29,795 | 29,795 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
- F2The shares subject to the restricted stock units are scheduled to vest in three equal parts on October 18, 2019, October 18, 2020, and October 18, 2021. Vested shares will be delivered to the reporting person on or immediately following each vest date.