SEC Form 4 · accession 0001209191-16-104994
HARMONIC INC. · HLIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Harshman
Officer — President and CEO · Director
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 10:37 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000851310
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Mar 1, 2016 | J | 34,188 | D | Mar 1, 2016 | Mar 1, 2016 | Common Stock | 34,188 | 0 | D |
Explanation of responses
- F1Zero percent of the shares of common stock subject to performance based restricted stock units were released on 3/1/2016. These restricted stock units were initially granted to the Reporting Person on 8/19/2015, and were identified on a Form 4 filed by the Reporting Person on 8/21/2015.