SEC Form 4 · accession 0001209191-15-006412
HARMONIC INC. · HLIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Floyd E Kvamme
Director
Period of report
Jan 22, 2015
Accepted (ET)
Jan 26, 2015 · 1:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000851310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 22, 2015 | M | 10,000 | $6.32 | A | 636,452 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Right to buy | $6.32 | Jan 22, 2015 | M | 10,000 | D | Jun 26, 2005 | May 26, 2015 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1These shares of common stock were acquired upon the exercise of stock options on 1/22/2015. These options were initially granted to the Reporting Person on 5/26/2005, and were identified on a Form 4 filed by the Reporting Person on 5/26/2005.