SEC Form 4 · accession 0001193125-26-347245
HARMONIC INC. · HLIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy C Chu
Officer — General Counsel & SVP, HR
Period of report
Aug 10, 2026
Accepted (ET)
Aug 12, 2026 · 5:37 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000851310
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Aug 10, 2026 | A | 10,307 | A | Feb 15, 2027 | Feb 15, 2029 | Common Stock | 10,307 | 10,307 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.
- F2One third (33.33%) of the Shares subject to the Restricted Stock Units are scheduled to vest on 2/15/2027, and approximately 8.33% of the remaining Restricted Stock Units will vest each three months thereafter, so as to be 100% vested on the third anniversary of the RSU Vesting Commencement Date.