SEC Form 4 · accession 0001193125-26-276817
HARMONIC INC. · HLIT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neven Haltmayer
Officer — SVP & GM, Video Business
Period of report
Jun 16, 2026
Accepted (ET)
Jun 22, 2026 · 9:07 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000851310
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 16, 2026 | M | 44,600 | $0.00 | A | 185,113 | D | |
| Common Stock | Jun 16, 2026 | F | 23,751 | $14.80 | D | 161,362 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Jun 16, 2026 | M | 8,777 | D | Feb 15, 2025 | Feb 15, 2027 | Common Stock | 8,777 | 0 | D |
| Restricted Stock UnitsF2 | $0.00 | Jun 16, 2026 | M | 5,449 | D | Jun 1, 2025 | Jun 1, 2027 | Common Stock | 5,449 | 0 | D |
| Restricted Stock UnitsF2 | $0.00 | Jun 16, 2026 | M | 19,329 | D | Feb 15, 2026 | Feb 15, 2028 | Common Stock | 19,329 | 0 | D |
Explanation of responses
- F1In connection with the completion of the sale of the Video Business of Harmonic Inc. (the "Company") to MediaKind on June 16, 2026, the Compensation Committee of the Company's Board of Directors approved the accelerated vesting of 50% of the Reporting Person's outstanding and unvested restricted stock units originally granted on February 16, 2024, September 12, 2024 and February 22, 2025, and 50% of the Reporting Person's target award of performance-based restricted stock units originally awarded on April 29, 2025.
- F2Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.