SEC Form 4 · accession 0001199723-17-000003
COGNEX CORP · CGNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Sun
Director
Period of report
Nov 17, 2017
Accepted (ET)
Dec 8, 2017 · 9:55 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000851205
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 17, 2017 | G | 945 | $140.52 | D | 123,631 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $4.00 | holding | — | — | — | Dec 14, 2000 | Mar 2, 2008 | Common Stock | 80,000 | 80,000 | D |
| Non-Qualified Stock Option (right to buy) | $4.44 | holding | — | — | — | Jun 11, 2011 | Jun 11, 2020 | Common Stock | 15,000 | 15,000 | D |
| Non-Qualified Stock Option (right to buy) | $6.255 | holding | — | — | — | Jan 1, 2006 | Jan 10, 2015 | Common Stock | 15,000 | 15,000 | D |
| Non-Qualified Stock Option (right to buy) | $6.3988 | holding | — | — | — | Dec 31, 2004 | Jan 22, 2016 | Common Stock | 20,000 | 20,000 | D |
| Non-Qualified Stock Option (right to buy) | $7.6675 | holding | — | — | — | Feb 14, 2012 | Feb 14, 2021 | Common Stock | 15,000 | 15,000 | D |
| Non-Qualified Stock Option (right to buy) | $7.985 | holding | — | — | — | Jan 1, 2005 | Feb 25, 2014 | Common Stock | 15,000 | 15,000 | D |
| Non-Qualified Stock Option (right to buy) | $10.5275 | holding | — | — | — | Feb 13, 2014 | Feb 13, 2023 | Common Stock | 15,000 | 15,000 | D |
| Non-Qualified Stock Option (right to buy) | $16.72 | holding | — | — | — | Feb 12, 2017 | Feb 12, 2026 | Common Stock | 13,000 | 13,000 | D |
| Non-Qualified Stock Option (right to buy) | $19.655 | holding | — | — | — | Feb 18, 2015 | Feb 18, 2024 | Common Stock | 13,000 | 13,000 | D |
| Non-Qualified Stock Option (right to buy) | $20.625 | holding | — | — | — | Feb 17, 2016 | Feb 17, 2025 | Common Stock | 13,000 | 13,000 | D |
| Non-Qualified Stock Option (right to buy) | $38.39 | holding | — | — | — | Feb 21, 2018 | Feb 21, 2027 | Common Stock | 13,000 | 13,000 | D |