SEC Form 4 · accession 0001127602-15-008156
ALLERGAN INC · AGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott D Sherman
Officer — Executive Vice President, HR
Period of report
Feb 20, 2015
Accepted (ET)
Feb 24, 2015 · 9:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850693
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 7, 2015 | G | 4,045 | $0.00 | D | 8 | D | |
| Common Stock | Jan 7, 2015 | G | 4,045 | $0.00 | A | 4,045 | I | By Family Revocable Trust |
| Common StockF1 | holding | — | — | — | 1,584 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 20, 2015 | A | 238 | A | — | Feb 20, 2025 | Common Stock | 238 | 238 | D |
Explanation of responses
- F1Shares allocated to reporting person's SIP account as of reporting date.
- F2Converts to common stock on a 1-for-1 basis.
- F3The grant of restricted stock units vests two years from the date of grant.