SEC Form 4 · accession 0001127602-15-008148
ALLERGAN INC · AGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julian S Gangolli
Officer — CVP & Pres, North America
Period of report
Feb 20, 2015
Accepted (ET)
Feb 24, 2015 · 9:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850693
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 20, 2015 | M | 514 | $0.00 | A | 2,418 | D | |
| Common StockF1 | Feb 20, 2015 | F | 269 | $234.00 | D | 2,149 | D | |
| Common StockF2 | holding | — | — | — | 220 | I | By ESOP Trust | |
| Common StockF3 | holding | — | — | — | 20,078 | I | By The Gangolli Family Trust | |
| Common Stock | holding | — | — | — | 265 | I | By Wife's 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | — | Feb 20, 2015 | A | 514 | A | — | — | Common Stock | 514 | 514 | D |
| Restricted Stock UnitsF4,F5 | — | Feb 20, 2015 | M | 514 | D | — | — | Common Stock | 514 | 0 | D |
Explanation of responses
- F1Includes shares acquired under the Allergan, Inc. Dividend Reinvestment Plan.
- F2Shares allocated to the reporting person's ESOP account as of reporting date.
- F3Shares held by The Gangolli Family Trust established June 1, 2011, of which the reporting person and his spouse are each trustees.
- F4Converts to common stock on a 1-for-1 basis.
- F5Pursuant to the Issuer's Management Bonus Plan, all restrictions lapse and the RSU granted became fully vested in compliance with the "Normal Retirement Date" defined as the date on which the recipient has (a) attained age 55 and (b) been employed by the Company for a minimum of 5 years