SEC Form 4 · accession 0000850429-18-000036
TREDEGAR CORP · TG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Gottwald
Director
Period of report
May 7, 2018
Accepted (ET)
May 9, 2018 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850429
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Tredegar Common Stock | Feb 26, 2018 | G | 500,000 | $0.00 | D | 1,387,913 | D | |
| Tredegar Common StockF9 | Feb 26, 2018 | G | 500,000 | $0.00 | A | 500,000 | I | Footnote |
| Tredegar Common StockF1 | holding | — | — | — | 12,953 | I | Footnote | |
| Tredegar Common StockF2 | holding | — | — | — | 42,905 | I | Footnote | |
| Tredegar Common StockF3 | holding | — | — | — | 4,935 | I | Footnote | |
| Tredegar Common StockF4 | holding | — | — | — | 90,000 | I | Footnote | |
| Tredegar Common StockF5 | holding | — | — | — | 28,684 | I | Footnote | |
| Tredegar Common StockF6 | holding | — | — | — | 850,928 | I | Footnote | |
| Tredegar Common StockF7 | holding | — | — | — | 142,365 | I | Footnote | |
| Tredegar Common StockF8 | holding | — | — | — | 73,527 | I | Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) | $19.35 | May 7, 2018 | A | 361,011 | A | May 7, 2020 | May 7, 2025 | Common Stock | 361,011 | 361,011 | D |
Explanation of responses
- F1Owned by wife. (Reporting person disclaims beneficial ownership.)
- F2Owned by daughter living in household, Margaret Addison Gottwald. (Reporting person disclaims beneficial ownership.)
- F3Held for Sarah Wren Gottwald U/A dated 3-1-83, W. M. Gottwald and J. D. Gottwald, trustees. (Reporting person disclaims beneficial ownership.)
- F4Held by Thomas McN. Millhiser and James T. Gottwald, as trustees, of the John D. Gottwald Family Trust, FBO reporting person's children, U/A dated 4-10-92. (Reporting person disclaims beneficial ownership.)
- F5Held by W. M. Gottwald as trustee FBO Margaret A. Gottwald U/A dated 3-09-92. (Reporting person disclaims beneficial ownership.)
- F6Held as co-trustee FBO (among others) reporting person's family u/w Floyd D. Gottwald.
- F7Held as co-trustee of the William M. Gottwald Trust U/A dated 8-16-90. (Reporting person disclaims beneficial ownership.)
- F8Held by M. N. Gottwald C/F Margaret Addison Gottwald. (Reporting person disclaims beneficial ownership.)
- F9Held by W. M. Gottwald, trustee of The John D. Gottwald GRAT #3 dated February 26, 2018.