SEC Form 4 · accession 0001181431-15-007487
AgEagle Aerial Systems Inc. · UAVS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lance W Helfert
Director
Period of report
May 21, 2015
Accepted (ET)
May 26, 2015 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008504
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 10% Series A Cumulative Redeemable Perpetual Preferred StockF1 | May 21, 2015 | S$0 | 33,990 | — | D | 23,000 | I | Shares held by Montecito Venture Partners, LLC |
| Common Stock | holding | — | — | — | 11,134 | I | Shares held in IRA rollover | |
| Common Stock | holding | — | — | — | 7,328 | I | Shares held in Roth IRA | |
| Common Stock | holding | — | — | — | 3,571 | I | Shares held in IRA | |
| Common Stock | holding | — | — | — | 2,143 | I | Shares held in child's trust | |
| Common Stock | holding | — | — | — | 2,143 | I | Shares held in child's trust | |
| Common Stock | holding | — | — | — | 2,804 | I | Shares held by child | |
| Common Stock | holding | — | — | — | 2,804 | I | Shares held by child | |
| Common Stock | holding | — | — | — | 439,597 | I | Shares held by Montecito Venture Partners, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Montecito Venture Partners, LLC assigned shares of Registrant's 10% Series A Preferred Stock to satisfy certain payment conditions under an existing note.