SEC Form 4 · accession 0001539497-19-000318
FOOT LOCKER, INC. · FL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Johnson
Officer — President & CEO · Director
Period of report
Jan 19, 2019
Accepted (ET)
Feb 21, 2019 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850209
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Feb 19, 2019 | M | 6,400 | $15.10 | A | 271,597 | D | |
| Common StockF3 | Feb 19, 2019 | S | 6,400 | $60.0051 | D | 265,197 | D | |
| Common Stock | Feb 20, 2019 | M | 73,600 | $15.10 | A | 338,797 | D | |
| Common StockF4 | Feb 20, 2019 | S | 73,600 | $60.0075 | D | 265,197 | D | |
| Common Stock | holding | — | — | — | 25,123 | D | ||
| Common Stock | holding | — | — | — | 4,274 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5 | $15.10 | Feb 19, 2019 | M | 6,400 | D | Mar 23, 2011 | Mar 23, 2020 | Common Stock | 80,000 | 73,600 | D |
| Employee Stock Option (right to buy)F5 | $15.10 | Feb 20, 2019 | M | 73,600 | D | Mar 23, 2011 | Mar 23, 2020 | Common Stock | 73,600 | 0 | D |
Explanation of responses
- F1The stock option exercise and sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 17, 2018.
- F2Includes 421 shares previously acquired through the Employees Stock Purchase Plan.
- F3The stock price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.00 to $60.02, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4The stock price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.00 to $60.0246, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5Option granted on March 23, 2010 and became exercisable in three equal annual installments, beginning March 23, 2011, which is the first anniversary of the date of grant.