SEC Form 3 · accession 0001240151-19-000009
FOOT LOCKER, INC. · FL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vijay Talwar
Officer — EVP & CEO, EMEA
Period of report
Feb 3, 2019
Accepted (ET)
Feb 13, 2019 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850209
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,151 | D | ||
| Common StockF1 | holding | — | — | — | 4,083 | D | ||
| Common StockF2 | holding | — | — | — | 3,350 | D | ||
| Common Stock | holding | — | — | — | 434 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $67.07 | holding | — | — | — | Sep 23, 2017 | Sep 23, 2026 | Common Stock | 18,166 | — | D |
| Employee Stock Option (right to buy)F4 | $72.83 | holding | — | — | — | Mar 22, 2018 | Mar 22, 2027 | Common Stock | 19,256 | — | D |
| Employee Stock Option (right to buy)F5 | $44.78 | holding | — | — | — | Mar 28, 2019 | Mar 28, 2028 | Common Stock | 12,146 | — | D |
Explanation of responses
- F1Restricted Stock Unit award under the Foot Locker 2007 Stock Incentive Plan, as amended and restated, which will vest on March 24, 2021, subject to the reporting person's employment through the vesting date.
- F2Restricted Stock Unit award under the Foot Locker 2007 Stock Incentive Plan, as amended and restated, which will vest on March 28, 2021, subject to the reporting person's employment through the vesting date.
- F3Option granted on September 23, 2016 and became exercisable in three equal annual installments, beginning September 23, 2017.
- F4Option granted on March 22, 2017 and became exercisable in three equal annual installments, beginning March 22, 2018.
- F5Option granted on March 28, 2018 and becomes exercisable in three equal annual installments, beginning March 28, 2019.