SEC Form 4 · accession 0001240151-18-000099
FOOT LOCKER, INC. · FL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Maurer
Officer — VP, Treasurer
Period of report
Nov 21, 2018
Accepted (ET)
Nov 26, 2018 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850209
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2018 | M | 5,000 | $18.84 | A | 25,581 | D | |
| Common Stock | Nov 21, 2018 | S | 5,000 | $53.00 | D | 20,581 | D | |
| Common Stock | holding | — | — | — | 1,927 | D | ||
| Common Stock | holding | — | — | — | 1,520 | I | 401(K) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $18.84 | Nov 21, 2018 | M | 5,000 | D | Mar 23, 2012 | Mar 23, 2021 | Common Stock | 5,000 | 15,000 | D |
Explanation of responses
- F1The exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- F2Stock Option granted on March 23, 2011 and became exercisable in three equal annual installments, beginning March 23, 2012.