SEC Form 4 · accession 0001240151-18-000085
FOOT LOCKER, INC. · FL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth Norberg
Officer — SVP & Chief HR Officer
Period of report
Sep 17, 2018
Accepted (ET)
Sep 19, 2018 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850209
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 17, 2018 | A | 2,407 | $0.00 | A | 2,407 | D | |
| Common Stock | Sep 17, 2018 | A | 2,283 | $0.00 | A | 4,690 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $46.74 | Sep 17, 2018 | A | 8,497 | A | Sep 17, 2019 | Sep 17, 2028 | Common Stock | 8,497 | 8,497 | D |
Explanation of responses
- F1Restricted Stock Unit award under the Foot Locker 2007 Stock Incentive Plan, as amended and restated, which will vest on September 17, 2021, subject to the reporting person's employment through the vesting date.
- F2Restricted Stock Unit award under the Foot Locker 2007 Stock Incentive Plan, as amended and restated, which will vest on March 24, 2021, subject to the reporting person's employment through the vesting date.
- F3Option becomes exercisable in three equal annual installments, beginning September 17, 2019, which is the first anniversary of the date of grant.