SEC Form 4 · accession 0001240151-18-000034
FOOT LOCKER, INC. · FL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lauren B Peters
Officer — EVP & Chief Financial Officer
Period of report
Mar 28, 2018
Accepted (ET)
Mar 30, 2018 · 1:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850209
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 28, 2018 | A | 5,583 | $0.00 | A | 24,395 | D | |
| Common Stock | holding | — | — | — | 116,399 | D | ||
| Common Stock | holding | — | — | — | 1,837 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $44.78 | Mar 28, 2018 | A | 20,243 | A | Mar 28, 2019 | Mar 28, 2028 | Common Stock | 20,243 | 20,243 | D |
Explanation of responses
- F1Restricted Stock Unit award under the Foot Locker 2007 Stock Incentive Plan, as amended and restated, which will vest on March 28, 2021, subject to the reporting person's continued employment through the vesting date.
- F2Option becomes exercisable in three equal annual installments, beginning March 28, 2019, which is the first anniversary of the date of grant.