SEC Form 4 · accession 0001240151-18-000007
FOOT LOCKER, INC. · FL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Johnson
Officer — President & CEO · Director
Period of report
Jan 19, 2018
Accepted (ET)
Jan 22, 2018 · 5:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850209
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 19, 2018 | M | 25,000 | $9.93 | A | 279,056 | D | |
| Common StockF3 | Jan 19, 2018 | S | 25,000 | $50.05 | D | 254,056 | D | |
| Common Stock | holding | — | — | — | 4,129 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $9.93 | Jan 19, 2018 | M | 25,000 | D | Mar 25, 2010 | Mar 25, 2019 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1The stock option exercise and sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2017.
- F2Includes 970 shares previously acquired through the Employees Stock Purchase Plan.
- F3The stock price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $50.00 to $50.08, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4Option granted on March 25, 2009 and became exercisable in three equal annual installments, beginning March 25, 2010, which is the first anniversary of the date of grant.