SEC Form 4 · accession 0001240151-18-000006
FOOT LOCKER, INC. · FL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Giovanna Cipriano
Officer — SVP & Chief Accounting Officer
Period of report
Jan 19, 2018
Accepted (ET)
Jan 22, 2018 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850209
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 19, 2018 | M | 21,000 | $34.24 | A | 69,845 | D | |
| Common Stock | Jan 19, 2018 | S | 21,000 | $50.05 | D | 48,845 | D | |
| Common Stock | holding | — | — | — | 2,767 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $34.24 | Jan 19, 2018 | M | 21,000 | D | Mar 28, 2014 | Mar 28, 2023 | Common Stock | 21,000 | 0 | D |
Explanation of responses
- F1The stock option exercise and sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 19, 2017.
- F2Includes 452 shares acquired on June 1, 2017 through the Employees Stock Purchase Plan.
- F3Option was granted on March 28, 2013 and became exercisable in three equal annual installments, beginning March 28, 2014, which is the first anniversary of the date of grant.