SEC Form 4 · accession 0001240151-16-000205
FOOT LOCKER, INC. · FL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paulette Alviti
Officer — SVP & Chief HR Officer
Period of report
Dec 5, 2016
Accepted (ET)
Dec 6, 2016 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850209
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 5, 2016 | M | 7,000 | $34.27 | A | 52,307 | D | |
| Common StockF2 | Dec 5, 2016 | S | 7,000 | $75.366 | D | 45,307 | D | |
| Common Stock | Dec 5, 2016 | M | 3,000 | $45.08 | A | 48,307 | D | |
| Common StockF3 | Dec 5, 2016 | S | 3,000 | $75.2257 | D | 45,307 | D | |
| Common Stock | holding | — | — | — | 48 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $34.27 | Dec 5, 2016 | M | 7,000 | D | Jun 3, 2014 | Jun 3, 2023 | Common Stock | 7,000 | 0 | D |
| Employee Stock Option (right to buy)F5 | $45.08 | Dec 5, 2016 | M | 3,000 | D | Mar 26, 2015 | Mar 26, 2024 | Common Stock | 3,000 | 14,000 | D |
Explanation of responses
- F1The stock option exercise and sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the person on August 24, 2016.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $75.00 to $75.80, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $75.00 to $75.43, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4Option granted on June 3, 2013 and became exercisable in three equal annual installments, beginning June 3, 2014, which is the first anniversary of the date of grant.
- F5Option granted on March 26, 2014 and became exercisable in three equal annual installments, beginning March 26, 2015, which is the first anniversary of the date of grant.