SEC Form 4 · accession 0001240151-16-000185
FOOT LOCKER, INC. · FL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lewis Phillip Kimble
Officer — EVP & CEO International
Period of report
Sep 7, 2016
Accepted (ET)
Sep 8, 2016 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850209
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 7, 2016 | S | 12,812 | $65.4561 | D | 26,131 | D | |
| Common Stock | Sep 7, 2016 | M | 6,667 | $9.93 | A | 32,798 | D | |
| Common Stock | Sep 7, 2016 | M | 24,000 | $34.24 | A | 56,798 | D | |
| Common StockF3 | Sep 7, 2016 | S | 30,667 | $65.3751 | D | 26,131 | D | |
| Common Stock | holding | — | — | — | 66 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $9.93 | Sep 7, 2016 | M | 6,667 | D | Mar 25, 2010 | Mar 25, 2019 | Common Stock | 6,667 | 0 | D |
| Employee Stock Option (right to buy)F5 | $34.24 | Sep 7, 2016 | M | 24,000 | D | Mar 28, 2014 | Mar 28, 2023 | Common Stock | 24,000 | 0 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan, adopted by the person on July 8, 2016.
- F2The stock option exercise and sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan, adopted by the person on July 8, 2016.
- F3The price on Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.3438 to $65.49, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4Option granted on March 25, 2009 and became exercisable in three equal annual installments, beginning March 25, 2010, which was the first anniversary of the date of grant.
- F5Option granted on March 28, 2013 and became exercisable in three equal annual installments, beginning March 28, 2014, which was the first anniversary of the date of grant.