SEC Form 4 · accession 0001240151-16-000183
FOOT LOCKER, INC. · FL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lauren B Peters
Officer — EVP & Chief Financial Officer
Period of report
Aug 22, 2016
Accepted (ET)
Aug 23, 2016 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850209
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 22, 2016 | M | 20,000 | $23.42 | A | 139,597 | D | |
| Common Stock | Aug 22, 2016 | S | 20,000 | $68.00 | D | 119,597 | D | |
| Common Stock | holding | — | — | — | 1,774 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $23.42 | Aug 22, 2016 | M | 20,000 | D | Mar 28, 2008 | Mar 28, 2017 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1The stock option exercise and sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan, adopted by the person on January 13, 2016.
- F2Option granted on March 28, 2007 and became exercisable in three equal annual installments, beginning March 28, 2008, which is the first anniversary of the date of grant.