SEC Form 4 · accession 0001240151-16-000182
FOOT LOCKER, INC. · FL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Johnson
Officer — Chairman, President & CEO · Director
Period of report
Aug 19, 2016
Accepted (ET)
Aug 23, 2016 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850209
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 19, 2016 | M | 20,000 | $23.42 | A | 302,792 | D | |
| Common Stock | Aug 19, 2016 | M | 20,000 | $18.80 | A | 322,792 | D | |
| Common Stock | Aug 19, 2016 | M | 10,000 | $11.66 | A | 332,792 | D | |
| Common StockF3 | Aug 19, 2016 | S | 20,000 | $68.1006 | D | 312,792 | D | |
| Common Stock | Aug 19, 2016 | S | 30,000 | $68.00 | D | 282,792 | D | |
| Common Stock | holding | — | — | — | 4,015 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $23.42 | Aug 19, 2016 | M | 20,000 | D | Mar 28, 2008 | Mar 28, 2017 | Common Stock | 20,000 | 0 | D |
| Employee Stock Option (right to buy)F5 | $18.80 | Aug 19, 2016 | M | 20,000 | D | Jul 30, 2008 | Jul 30, 2017 | Common Stock | 20,000 | 0 | D |
| Employee Stock Option (right to buy)F6 | $11.66 | Aug 19, 2016 | M | 10,000 | D | Mar 26, 2009 | Mar 26, 2018 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The stock option exercises and sales in this Form 4 were effected pursuant to a Rule 10b5-1trading plan adopted by the reporting person on March 24, 2016.
- F2Includes 393 shares acquired on June 1, 2016 through the Employees Stock Purchase Plan.
- F3The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.00 to $68.37, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4Option granted on March 28, 2007 and became exercisable in three equal annual installments, beginning March 28, 2008, which was the first anniversary of the date of grant.
- F5Option granted on July 30, 2007 and became exercisable in three equal annual installments, beginning July 30, 2008, which was the first anniversary of the date of grant.
- F6Option granted on March 26, 2008 and became exercisable in three equal annual installments, beginning March 26, 2009, which is the first anniversary of the date of grant.