SEC Form 4 · accession 0001240151-16-000102
FOOT LOCKER, INC. · FL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert W McHugh
Officer — EVP - Operations Support
Period of report
Mar 3, 2016
Accepted (ET)
Mar 7, 2016 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850209
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 3, 2016 | S | 9,686 | $62.9404 | D | 132,676 | D | |
| Common Stock | Mar 4, 2016 | M | 40,000 | $15.10 | A | 172,676 | D | |
| Common StockF2 | Mar 4, 2016 | S | 40,000 | $62.9404 | D | 132,676 | D | |
| Common Stock | holding | — | — | — | 3,646 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $15.10 | Mar 4, 2016 | M | 40,000 | D | Mar 23, 2011 | Mar 23, 2020 | Common Stock | 40,000 | 40,000 | D |
Explanation of responses
- F1The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted by the person on December 11, 2015.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $62.38 to $63.36, inclusive. The reporting person undertakes to provide to the Company, any holder of the Company, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The stock option exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted by the person on December 11, 2015.
- F4Option granted on March 23, 2010 and became exercisable in three equal annual installments, beginning March 23, 2011.