SEC Form 4 · accession 0001240151-15-000072
FOOT LOCKER, INC. · FL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lauren B Peters
Officer — EVP & Chief Financial Officer
Period of report
Jul 13, 2015
Accepted (ET)
Jul 14, 2015 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850209
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 13, 2015 | M | 25,000 | $23.92 | A | 140,356 | D | |
| Common Stock | Jul 13, 2015 | M | 40,000 | $18.84 | A | 180,356 | D | |
| Common StockF2 | Jul 13, 2015 | D | 65,000 | $68.9606 | D | 115,356 | D | |
| Common Stock | holding | — | — | — | 1,739 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy)F3 | $23.92 | Jul 13, 2015 | M | 25,000 | D | Mar 22, 2007 | Mar 22, 2016 | Common Stock | 25,000 | 0 | D |
| Employee stock option (right to buy)F4 | $18.84 | Jul 13, 2015 | M | 40,000 | D | Mar 23, 2012 | Mar 23, 2021 | Common Stock | 40,000 | 0 | D |
Explanation of responses
- F1The stock option exercise and sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted by the reporting person on June 11, 2015.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.66 to $69.41, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3Option granted on March 22, 2006, and became exercisable in three equal annual installments beginning March 22, 2007, which is the first anniversary of the date of grant.
- F4Option granted on March 23, 2011, and became exercisable in three equal annual installments beginning March 23, 2012, which is the first anniversary of the date of grant.