SEC Form 4 · accession 0001240151-15-000059
FOOT LOCKER, INC. · FL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Maurer
Officer — VP, Treasurer & Inv. Relations
Period of report
May 28, 2015
Accepted (ET)
May 29, 2015 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850209
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 28, 2015 | M | 6,000 | $25.19 | A | 39,068 | D | |
| Common Stock | May 28, 2015 | M | 12,000 | $15.10 | A | 51,068 | D | |
| Common StockF1 | May 28, 2015 | S | 18,000 | $63.183 | D | 33,068 | D | |
| Common Stock | holding | — | — | — | 1,734 | D | ||
| Common Stock | holding | — | — | — | 2,290 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $25.19 | May 28, 2015 | M | 6,000 | D | Oct 2, 2007 | Oct 2, 2016 | Common Stock | 6,000 | 0 | D |
| Employee Stock Option (right to buy)F3 | $15.10 | May 28, 2015 | M | 12,000 | D | Mar 23, 2011 | Mar 23, 2020 | Common Stock | 12,000 | 0 | D |
Explanation of responses
- F1The stock price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.17 to $63.20, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2Option granted on October 2, 2006 and became exercisable in three equal annual installments, beginning October 2, 2007, which is the first anniversary of the date of grant.
- F3Option granted on March 23, 2010 and became exercisable in three equal annual installments, beginning March 23, 2011, which is the first anniversay of the date of grant.