SEC Form 4 · accession 0001240151-15-000018
FOOT LOCKER, INC. · FL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey L Berk
Officer — Senior Vice President
Period of report
Mar 17, 2015
Accepted (ET)
Mar 19, 2015 · 6:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850209
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 17, 2015 | S | 20,469 | $61.5118 | D | 21,302 | D | |
| Common Stock | Mar 18, 2015 | M | 25,000 | $28.155 | A | 46,302 | D | |
| Common Stock | Mar 18, 2015 | M | 25,000 | $23.92 | A | 71,302 | D | |
| Common StockF2 | Mar 18, 2015 | S | 50,000 | $61.3589 | D | 21,302 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $28.155 | Mar 18, 2015 | M | 25,000 | D | Mar 23, 2006 | Mar 23, 2015 | Common Stock | 25,000 | 0 | D |
| Employee Stock Option (right to buy)F4 | $23.92 | Mar 18, 2015 | M | 25,000 | D | Mar 22, 2007 | Mar 22, 2016 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $61.45 to $61.63, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regrading the number of shares sold at each separate price within the range set forth in this footnote.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $61.31 to $61.43, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3Option granted on March 23, 2005, and became exercisable in three equal annual installments beginning March 23, 2006, which is the first anniversary of the date of grant.
- F4Option granted on March 22, 2006, and became exercisable in three equal annual installments beginning March 22, 2007, which is the first anniversary of the date of grant.