SEC Form 4 · accession 0001240151-15-000017
FOOT LOCKER, INC. · FL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter D Brown
Officer — SVP-Chief Information Officer
Period of report
Mar 17, 2015
Accepted (ET)
Mar 19, 2015 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850209
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 17, 2015 | S | 8,882 | $60.71 | D | 16,841 | D | |
| Common Stock | Mar 17, 2015 | M | 13,334 | $18.84 | A | 30,175 | D | |
| Common StockF2 | Mar 17, 2015 | S | 13,334 | $60.9952 | D | 16,841 | D | |
| Common Stock | holding | — | — | — | 2,987 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $18.84 | Mar 17, 2015 | M | 13,334 | D | Mar 23, 2012 | Mar 23, 2021 | Common Stock | 13,334 | 0 | D |
Explanation of responses
- F1Includes 729 shares acquired on June 1, 2014 through the Employees Stock Purchase Plan.
- F2The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.57 to $61.34, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3Option granted on March 23, 2011, and became exercisable in three equal annual installments beginning, March 23, 2012, which is the first anniversary of the date of grant.