SEC Form 4 · accession 0001214659-19-001943
HORACE MANN EDUCATORS CORP /DE/ · HMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kimberly A Johnson
Officer — Vice President & Controller
Period of report
Mar 5, 2019
Accepted (ET)
Mar 7, 2019 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850141
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 5, 2019 | A | 513 | $0.00 | A | 18,779 | D | |
| Common StockF3,F4 | Mar 5, 2019 | A | 1,258 | $0.00 | A | 20,036 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5 | $38.99 | Mar 5, 2019 | A | 4,808 | A | Aug 8, 1988 | Mar 5, 2029 | Common Stock | 4,808 | 0 | D |
Explanation of responses
- F1The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 5, 2020.
- F2Represents 15,767.394 vested restricted stock units and 3,011.513 shares of Common Stock.
- F3The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested.
- F4Represents 17,024.953 vested restricted stock units and 3,011.513 shares of Common Stock.
- F5The option vests in four equal annual installments beginning on March 5, 2020.