SEC Form 4 · accession 0001214659-19-001941
HORACE MANN EDUCATORS CORP /DE/ · HMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J. Caldwell
Officer — Executive Vice President
Period of report
Mar 5, 2019
Accepted (ET)
Mar 7, 2019 · 4:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850141
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 5, 2019 | A | 2,181 | $0.00 | A | 21,941 | D | |
| Common StockF3,F4 | Mar 5, 2019 | A | 5,866 | $0.00 | A | 27,808 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F5 | $38.99 | Mar 5, 2019 | A | 20,436 | A | Aug 8, 1988 | Mar 5, 2029 | Common Stock | 20,436 | 0 | D |
Explanation of responses
- F1The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 5, 2020.
- F2Represents 592.406 vested restricted stock units and 21,349 shares of Common Stock.
- F3The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested.
- F4Represents 6,458.565 vested restricted stock units and 21,349 shares of Common Stock.
- F5The option vests in four equal annual installments beginning on March 5, 2020.