SEC Form 4 · accession 0001214659-19-001940
HORACE MANN EDUCATORS CORP /DE/ · HMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bret A Conklin
Officer — EVP & CFO
Period of report
Mar 5, 2019
Accepted (ET)
Mar 7, 2019 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000850141
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 5, 2019 | A | 2,310 | $0.00 | A | 43,310 | D | |
| Common StockF3,F4 | Mar 5, 2019 | A | 2,933 | $0.00 | A | 46,243 | D | |
| Common StockF5 | Mar 5, 2019 | M | 7,488 | $0.00 | A | 53,731 | D | |
| Common StockF6,F7 | Mar 5, 2019 | S | 3,443 | $39.09 | D | 50,288 | D | |
| Common Stock | holding | — | — | — | 3,927 | I | Horace Mann 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F8 | $38.99 | Mar 5, 2019 | A | 21,636 | A | Aug 8, 1988 | Mar 5, 2029 | Common Stock | 21,636 | 0 | D |
| Employee Stock Option (right to buy) | $17.32 | Mar 5, 2019 | M | 7,488 | D | Aug 8, 1988 | Mar 9, 2019 | Common Stock | 7,488 | 0 | D |
Explanation of responses
- F1The acquisition of Common Stock reported hereby is in the form of restricted stock units which will vest in three equal annual installments beginning March 5, 2020.
- F2Represents 29,562.292 vested restricted stock units, 9,349.961 deferred restricted stock units and 4,398.045 shares of Common Stock.
- F3The acquisition of Common Stock reported hereby is in the form of restricted stock units which are fully vested.
- F4Represents 32,495.368 vested restricted stock units, 9,349.961 deferred restricted stock units and 4,398.045 shares of Common Stock.
- F5Represents 32,495.368 vested restricted stock units, 9,349.961 deferred restricted stock units and 11,886.045 shares of Common Stock.
- F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.35.
- F7Represents 32,495.368 restricted stock units, 9,349.961 deferred restricted stock units and 8,443.045 shares of Common Stock.
- F8The option vests in four equal annual installments beginning on March 5, 2020.